About

Sham Kakade is the Gordon McKay Professor of Computer Science and Statistics at Harvard University. His research interests include Machine Learning and AI Theory, Reinforcement Learning, Deep Learning, Natural Language Processing, and Robotics. He is a faculty member in the Department of Statistics and is associated with the Data Science and Sports Analytics Labs at Harvard. His work focuses on advancing theoretical understanding and practical applications within these areas, contributing to the development of innovative algorithms and models in artificial intelligence and machine learning.

Research topics

• Computer Science
• Computer Security
• Political Science
• Internet privacy
• Engineering
• World Wide Web
• Law
• Medicine
• Business
• Virology

Selected publications

• Scaling Reward Modeling without Human Supervision

  arXiv (Cornell University) · 2026-02-11

  preprintOpen access

  Learning from feedback is an instrumental process for advancing the capabilities and safety of frontier models, yet its effectiveness is often constrained by cost and scalability. We present a pilot study that explores scaling reward models through unsupervised approaches. We operationalize reward-based scaling (RBS), in its simplest form, as preference learning over document prefixes and suffixes drawn from large-scale web corpora. Its advantage is demonstrated in various aspects: despite using no human annotations, training on 11M tokens of math-focused web data yields steady gains on RewardBench v1 and v2, and these improvements consistently transfer across diverse initialization backbones spanning model families and scales. Across models, our method improves RewardBench v2 accuracy by up to +7.7 points on average, with gains of up to +16.1 on in-domain math subsets and consistent improvements on out-of-domain safety and general subsets. When applied to best-of-N selection and policy optimization, these reward models substantially improve downstream math performance and match or exceed strong supervised reward model baselines of similar size. Overall, we demonstrate the feasibility and promise of training reward models without costly and potentially unreliable human annotations.

  PublisherDOI

• Prescriptive Scaling Reveals the Evolution of Language Model Capabilities

  ArXiv.org · 2026-02-17

  articleOpen accessSenior author

  For deploying foundation models, practitioners increasingly need prescriptive scaling laws: given a pre training compute budget, what downstream accuracy is attainable with contemporary post training practice, and how stable is that mapping as the field evolves? Using large scale observational evaluations with 5k observational and 2k newly sampled data on model performance, we estimate capability boundaries, high conditional quantiles of benchmark scores as a function of log pre training FLOPs, via smoothed quantile regression with a monotone, saturating sigmoid parameterization. We validate the temporal reliability by fitting on earlier model generations and evaluating on later releases. Across various tasks, the estimated boundaries are mostly stable, with the exception of math reasoning that exhibits a consistently advancing boundary over time. We then extend our approach to analyze task dependent saturation and to probe contamination related shifts on math reasoning tasks. Finally, we introduce an efficient algorithm that recovers near full data frontiers using roughly 20% of evaluation budget. Together, our work releases the Proteus 2k, the latest model performance evaluation dataset, and introduces a practical methodology for translating compute budgets into reliable performance expectations and for monitoring when capability boundaries shift across time.

  PublisherOA PDF

• Stop Training for the Worst: Progressive Unmasking Accelerates Masked Diffusion Training

  arXiv (Cornell University) · 2026-02-10

  articleOpen access

  Masked Diffusion Models (MDMs) have emerged as a promising approach for generative modeling in discrete spaces. By generating sequences in any order and allowing for parallel decoding, they enable fast inference and strong performance on non-causal tasks. However, this flexibility comes with a training complexity trade-off: MDMs train on an exponentially large set of masking patterns, which is not only computationally expensive, but also creates a train--test mismatch between the random masks used in training and the highly structured masks induced by inference-time unmasking. In this work, we propose Progressive UnMAsking (PUMA), a simple modification of the forward masking process that aligns training-time and inference-time masking patterns, thereby focusing optimization on inference-aligned masks and speeding up training. Empirically, PUMA speeds up pretraining at the 125M scale by $\approx 2.5\times$ and offers complementary advantages on top of common recipes like autoregressive initialization. We open-source our codebase at https://github.com/JaeyeonKim01/PUMA.

  PublisherOA PDF

• Weight Decay Improves Language Model Plasticity

  Open MIND · 2026-02-11

  preprintSenior author

  The prevailing paradigm in large language model (LLM) development is to pretrain a base model, then perform further training to improve performance and model behavior. However, hyperparameter optimization and scaling laws have been studied primarily from the perspective of the base model's validation loss, ignoring downstream adaptability. In this work, we study pretraining from the perspective of model plasticity, that is, the ability of the base model to successfully adapt to downstream tasks through fine-tuning. We focus on the role of weight decay, a key regularization parameter during pretraining. Through systematic experiments, we show that models trained with larger weight decay values are more plastic, meaning they show larger performance gains when fine-tuned on downstream tasks. This phenomenon can lead to counterintuitive trade-offs where base models that perform worse after pretraining can perform better after fine-tuning. Further investigation of weight decay's mechanistic effects on model behavior reveals that it encourages linearly separable representations, regularizes attention matrices, and reduces overfitting on the training data. In conclusion, this work demonstrates the importance of using evaluation metrics beyond cross-entropy loss for hyperparameter optimization and casts light on the multifaceted role of that a single optimization hyperparameter plays in shaping model behavior.

  DOI

• Prescriptive Scaling Reveals the Evolution of Language Model Capabilities

  arXiv (Cornell University) · 2026-02-17

  preprintOpen accessSenior author

  For deploying foundation models, practitioners increasingly need prescriptive scaling laws: given a pre training compute budget, what downstream accuracy is attainable with contemporary post training practice, and how stable is that mapping as the field evolves? Using large scale observational evaluations with 5k observational and 2k newly sampled data on model performance, we estimate capability boundaries, high conditional quantiles of benchmark scores as a function of log pre training FLOPs, via smoothed quantile regression with a monotone, saturating sigmoid parameterization. We validate the temporal reliability by fitting on earlier model generations and evaluating on later releases. Across various tasks, the estimated boundaries are mostly stable, with the exception of math reasoning that exhibits a consistently advancing boundary over time. We then extend our approach to analyze task dependent saturation and to probe contamination related shifts on math reasoning tasks. Finally, we introduce an efficient algorithm that recovers near full data frontiers using roughly 20% of evaluation budget. Together, our work releases the Proteus 2k, the latest model performance evaluation dataset, and introduces a practical methodology for translating compute budgets into reliable performance expectations and for monitoring when capability boundaries shift across time.

  PublisherDOI

• Scaling Reward Modeling without Human Supervision

  arXiv (Cornell University) · 2026-02-11

  articleOpen access

  Learning from feedback is an instrumental process for advancing the capabilities and safety of frontier models, yet its effectiveness is often constrained by cost and scalability. We present a pilot study that explores scaling reward models through unsupervised approaches. We operationalize reward-based scaling (RBS), in its simplest form, as preference learning over document prefixes and suffixes drawn from large-scale web corpora. Its advantage is demonstrated in various aspects: despite using no human annotations, training on 11M tokens of math-focused web data yields steady gains on RewardBench v1 and v2, and these improvements consistently transfer across diverse initialization backbones spanning model families and scales. Across models, our method improves RewardBench v2 accuracy by up to +7.7 points on average, with gains of up to +16.1 on in-domain math subsets and consistent improvements on out-of-domain safety and general subsets. When applied to best-of-N selection and policy optimization, these reward models substantially improve downstream math performance and match or exceed strong supervised reward model baselines of similar size. Overall, we demonstrate the feasibility and promise of training reward models without costly and potentially unreliable human annotations.

  PublisherOA PDF

• Anytime Pretraining: Horizon-Free Learning-Rate Schedules with Weight Averaging

  ArXiv.org · 2026-02-03

  articleOpen accessSenior author

  Large language models are increasingly trained in continual or open-ended settings, where the total training horizon is not known in advance. Despite this, most existing pretraining recipes are not anytime: they rely on horizon-dependent learning rate schedules and extensive tuning under a fixed compute budget. In this work, we provide a theoretical analysis demonstrating the existence of anytime learning schedules for overparameterized linear regression, and we highlight the central role of weight averaging - also known as model merging - in achieving the minimax convergence rates of stochastic gradient descent. We show that these anytime schedules polynomially decay with time, with the decay rate determined by the source and capacity conditions of the problem. Empirically, we evaluate 150M and 300M parameter language models trained at 1-32x Chinchilla scale, comparing constant learning rates with weight averaging and $1/\sqrt{t}$ schedules with weight averaging against a well-tuned cosine schedule. Across the full training range, the anytime schedules achieve comparable final loss to cosine decay. Taken together, our results suggest that weight averaging combined with simple, horizon-free step sizes offers a practical and effective anytime alternative to cosine learning rate schedules for large language model pretraining.

  PublisherOA PDF

• Anytime Pretraining: Horizon-Free Learning-Rate Schedules with Weight Averaging

  Open MIND · 2026-02-03

  preprintSenior author

  Large language models are increasingly trained in continual or open-ended settings, where the total training horizon is not known in advance. Despite this, most existing pretraining recipes are not anytime: they rely on horizon-dependent learning rate schedules and extensive tuning under a fixed compute budget. In this work, we provide a theoretical analysis demonstrating the existence of anytime learning schedules for overparameterized linear regression, and we highlight the central role of weight averaging - also known as model merging - in achieving the minimax convergence rates of stochastic gradient descent. We show that these anytime schedules polynomially decay with time, with the decay rate determined by the source and capacity conditions of the problem. Empirically, we evaluate 150M and 300M parameter language models trained at 1-32x Chinchilla scale, comparing constant learning rates with weight averaging and $1/\sqrt{t}$ schedules with weight averaging against a well-tuned cosine schedule. Across the full training range, the anytime schedules achieve comparable final loss to cosine decay. Taken together, our results suggest that weight averaging combined with simple, horizon-free step sizes offers a practical and effective anytime alternative to cosine learning rate schedules for large language model pretraining.

  DOI

• Weight Decay Improves Language Model Plasticity

  ArXiv.org · 2026-02-11

  articleOpen accessSenior author

  The prevailing paradigm in large language model (LLM) development is to pretrain a base model, then perform further training to improve performance and model behavior. However, hyperparameter optimization and scaling laws have been studied primarily from the perspective of the base model's validation loss, ignoring downstream adaptability. In this work, we study pretraining from the perspective of model plasticity, that is, the ability of the base model to successfully adapt to downstream tasks through fine-tuning. We focus on the role of weight decay, a key regularization parameter during pretraining. Through systematic experiments, we show that models trained with larger weight decay values are more plastic, meaning they show larger performance gains when fine-tuned on downstream tasks. This phenomenon can lead to counterintuitive trade-offs where base models that perform worse after pretraining can perform better after fine-tuning. Further investigation of weight decay's mechanistic effects on model behavior reveals that it encourages linearly separable representations, regularizes attention matrices, and reduces overfitting on the training data. In conclusion, this work demonstrates the importance of using evaluation metrics beyond cross-entropy loss for hyperparameter optimization and casts light on the multifaceted role of that a single optimization hyperparameter plays in shaping model behavior.

  PublisherOA PDF

• Stop Training for the Worst: Progressive Unmasking Accelerates Masked Diffusion Training

  Open MIND · 2026-02-10

  preprint

  Masked Diffusion Models (MDMs) have emerged as a promising approach for generative modeling in discrete spaces. By generating sequences in any order and allowing for parallel decoding, they enable fast inference and strong performance on non-causal tasks. However, this flexibility comes with a training complexity trade-off: MDMs train on an exponentially large set of masking patterns, which is not only computationally expensive, but also creates a train--test mismatch between the random masks used in training and the highly structured masks induced by inference-time unmasking. In this work, we propose Progressive UnMAsking (PUMA), a simple modification of the forward masking process that aligns training-time and inference-time masking patterns, thereby focusing optimization on inference-aligned masks and speeding up training. Empirically, PUMA speeds up pretraining at the 125M scale by $\approx 2.5\times$ and offers complementary advantages on top of common recipes like autoregressive initialization. We open-source our codebase at https://github.com/JaeyeonKim01/PUMA.

  DOI

Frequent coauthors

• Stefano Tessaro

  3 shared

• John Langford

  3 shared

• Tadayoshi Kohno

  2 shared

• Jacob E. Sunshine

  2 shared

• Jonathan Larson

  2 shared

• Eric Horvitz

  Microsoft Research (United Kingdom)

  2 shared

• Shyam Gollakota

  University of Washington

  2 shared

• Dean P. Foster

  2 shared